Dependency Lock File

An OpenTofu configuration may refer to two different kinds of external dependency that come from outside of its own codebase:

• Providers, which are plugins for OpenTofu that extend it with support for interacting with various external systems.
• Modules, which allow splitting out groups of OpenTofu configuration constructs (written in the OpenTofu language) into reusable abstractions.

Both of these dependency types can be published and updated independently from OpenTofu itself and from the configurations that depend on them. For that reason, OpenTofu must determine which versions of those dependencies are potentially compatible with the current configuration and which versions are currently selected for use.

Version constraints within the configuration itself determine which versions of dependencies are potentially compatible, but after selecting a specific version of each dependency OpenTofu remembers the decisions it made in a dependency lock file so that it can (by default) make the same decisions again in future.

At present, the dependency lock file tracks only provider dependencies. OpenTofu does not remember version selections for remote modules, and so OpenTofu will always select the newest available module version that meets the specified version constraints. You can use an exact version constraint to ensure that OpenTofu will always select the same module version.

Lock File Location​

The dependency lock file is a file that belongs to the configuration as a whole, rather than to each separate module in the configuration. For that reason OpenTofu creates it and expects to find it in your current working directory when you run OpenTofu, which is also the directory containing the .tf or .tofu files for the root module of your configuration.

The lock file is always named .terraform.lock.hcl, and this name is intended to signify that it is a lock file for various items that OpenTofu caches in the .terraform subdirectory of your working directory.

OpenTofu automatically creates or updates the dependency lock file each time you run the tofu init command. You should include this file in your version control repository so that you can discuss potential changes to your external dependencies via code review, just as you would discuss potential changes to your configuration itself.

The dependency lock file uses the same low-level syntax as the main OpenTofu language, but the dependency lock file is not itself an OpenTofu language configuration file. It is named with the suffix .hcl instead of .tf or .tofu in order to signify that difference.

Dependency Installation Behavior​

When tofu init is working on installing all of the providers needed for a configuration, OpenTofu considers both the version constraints in the configuration and the version selections recorded in the lock file.

If a particular provider has no existing recorded selection, OpenTofu will select the newest available version that matches the given version constraint, and then update the lock file to include that selection.

If a particular provider already has a selection recorded in the lock file, OpenTofu will always re-select that version for installation, even if a newer version has become available. You can override that behavior by adding the -upgrade option when you run tofu init, in which case OpenTofu will disregard the existing selections and once again select the newest available version matching the version constraint.

If a particular tofu init call makes changes to the lock file, OpenTofu will mention that as part of its output:

OpenTofu has made some changes to the provider dependency selections recorded
in the .terraform.lock.hcl file. Review those changes and commit them to your
version control system if they represent changes you intended to make.

When you see this message, you can use your version control system to review the changes OpenTofu has proposed in the file, and if they represent changes you made intentionally you can send the change through your team's usual code review process.

Checksum verification​

OpenTofu will also verify that each package it installs matches at least one of the checksums it previously recorded in the lock file, if any, returning an error if none of the checksums match:

Error: Failed to install provider

Error while installing hashicorp/azurerm v2.1.0: the current package for
registry.opentofu.org/hashicorp/azurerm 2.1.0 doesn't match any of the
checksums previously recorded in the dependency lock file.

This checksum verification is intended to represent a trust on first use approach. When you add a new provider for the first time you can verify it in whatever way you choose or any way you are required to by relevant regulations, and then trust that OpenTofu will raise an error if a future run of tofu init encounters a non-matching package for the same provider version.

There are two special considerations with the "trust on first use" model:

• If you install a provider from an origin registry which provides checksums that are signed with a cryptographic signature, OpenTofu will treat all of the signed checksums as valid as long as one checksum matches. The lock file will therefore include checksums for both the package you installed for your current platform and any other packages that might be available for other platforms.

  In this case, the tofu init output will include the fingerprint of the key that signed the checksums, with a message like (signed, key ID 0C0AF313E5FD9F80). You may wish to confirm that you trust the holder of the given key before committing the lock file containing the signed checksums, or to retrieve and verify the full set of available packages for the given provider version.

• If you install a provider for the first time using an alternative installation method, such as a filesystem or network mirror, OpenTofu will not be able to verify the checksums for any platform other than the one where you ran tofu init, and so it will not record the checksums for other platforms and so the configuration will not be usable on any other platform.

  To avoid this problem you can pre-populate checksums for a variety of different platforms in your lock file using the tofu providers lock command, which will then allow future calls to tofu init to verify that the packages available in your chosen mirror match the official packages from the provider's origin registry.

Understanding Lock File Changes​

Because the dependency lock file is primarily maintained automatically by OpenTofu itself, rather than being updated manually by you or your team, your version control system may show you that the file has changed.

There are a few different types of changes that OpenTofu can potentially make to your lock file, which you may need to understand in order to review the proposed changes. The following sections will describe these common situations.

Dependency on a new provider​

If you add a new entry to the provider requirements for any module in your configuration, or if you add an external module that includes a new provider dependency itself, tofu init will respond to that by selecting the newest version of that provider which meets all of the version constraints in the configuration, and it will record its decision as a new provider block in the dependency lock file.

--- .terraform.lock.hcl	2020-10-07 16:12:07.539570634 -0700
+++ .terraform.lock.hcl	2020-10-07 16:12:15.267487237 -0700
@@ -6,6 +6,26 @@
   ]
 }

+provider "registry.opentofu.org/hashicorp/azurerm" {
+  version     = "2.30.0"
+  constraints = "~> 2.12"
+  hashes = [
+    "h1:FJwsuowaG5CIdZ0WQyFZH9r6kIJeRKts9+GcRsTz1+Y=",
+    "h1:c/ntSXrDYM1mUir2KufijYebPcwKqS9CRGd3duDSGfY=",
+    "h1:yre4Ph76g9H84MbuhZ2z5MuldjSA4FsrX6538O7PCcY=",
+    "zh:04f0a50bb2ba92f3bea6f0a9e549ace5a4c13ef0cbb6975494cac0ef7d4acb43",
+    "zh:2082e12548ebcdd6fd73580e83f626ed4ed13f8cdfd51205d8696ffe54f30734",
+    "zh:246bcc449e9a92679fb30f3c0a77f05513886565e2dcc66b16c4486f51533064",
+    "zh:24de3930625ac9014594d79bfa42d600eca65e9022b9668b54bfd0d924e21d14",
+    "zh:2a22893a576ff6f268d9bf81cf4a56406f7ba79f77826f6df51ee787f6d2840a",
+    "zh:2b27485e19c2aaa9f15f29c4cff46154a9720647610171e30fc6c18ddc42ec28",
+    "zh:435f24ce1fb2b63f7f02aa3c84ac29c5757cd29ec4d297ed0618423387fe7bd4",
+    "zh:7d99725923de5240ff8b34b5510569aa4ebdc0bdb27b7bac2aa911a8037a3893",
+    "zh:7e3b5d0af3b7411dd9dc65ec9ab6caee8c191aee0fa7f20fc4f51716e67f50c0",
+    "zh:da0af4552bef5a29b88f6a0718253f3bf71ce471c959816eb7602b0dadb469ca",
+  ]
+}
+
 provider "registry.opentofu.org/newrelic/newrelic" {
   version     = "2.1.2"
   constraints = "~> 2.1.1"

The new lock file entry records several pieces of information:

• version: the exact version that OpenTofu selected based on the version constraints in the configuration.
• constraints: all of the version constraints that OpenTofu considered when making this selection. (OpenTofu doesn't actually use this information to make installation decisions, but includes it to help explain to human readers how the previous decision was made.)
• hashes: a number of checksums that are all considered to be valid for packages implementing the selected version of this provider on different platforms. The meaning of these hashes is explained more under New provider package checksums below.

New version of an existing provider​

If you run tofu init -upgrade to ask OpenTofu to consider newer provider versions that still match the configured version constraints, OpenTofu may then select a newer version for a provider and update its existing provider block to reflect that change.

--- .terraform.lock.hcl	2020-10-07 16:44:25.819579509 -0700
+++ .terraform.lock.hcl	2020-10-07 16:43:42.785665945 -0700
@@ -7,22 +7,22 @@
 }

 provider "registry.opentofu.org/hashicorp/azurerm" {
-  version     = "2.1.0"
-  constraints = "~> 2.1.0"
+  version     = "2.0.0"
+  constraints = "2.0.0"
   hashes      = [
-    "h1:EOJImaEaVThWasdqnJjfYc6/P8N/MRAq1J7avx5ZbV4=",
-    "zh:0015b491cf9151235e57e35ea6b89381098e61bd923f56dffc86026d58748880",
-    "zh:4c5682ba1e0fc7e2e602d3f103af1638f868c31fe80cc1a884a97f6dad6e1c11",
-    "zh:57bac885b108c91ade4a41590062309c832c9ab6bf6a68046161636fcaef1499",
-    "zh:5810d48f574c0e363c969b3f45276369c8f0a35b34d6202fdfceb7b85b3ac597",
-    "zh:5c6e37a44462b8662cf9bdd29ce30523712a45c27c5d4711738705be0785db41",
-    "zh:64548940a3387aa3a752e709ee9eb9982fa820fe60eb60e5f212cc1d2c58549e",
-    "zh:7f46749163da17330bbb5293dc825333c86304baa0a7c6256650ac536b4567c8",
-    "zh:8f8970f2df75ac43ffdd112055ee069d8bd1030f7eb4367cc4cf494a1fa802c3",
-    "zh:9ad693d00dc5d7d455d06faba70e716bce727c6706f7293288e87fd7956b8fe0",
-    "zh:b6e3cb55e6aec62b47edd0d2bd5e14bd6a2bcfdac65930a6e9e819934734c57b",
-    "zh:d6a3f3b9b05c28ecf3919e9e7afa185805a6d7442fc4b3eedba749c2731d1f0e",
-    "zh:d81fb624a357c57c7ea457ce543d865b39b12f26c2edd58a2f7cd43326c91010",
+    "h1:bigGXBoRbp7dv79bEEn+aaju8575qEXHQ57XHVPJeB8=",
+    "zh:09c603c8904ca4a5bc19e82335afbc2837dcc4bee81e395f9daccef2f2cba1c8",
+    "zh:194a919d4836d6c6d4ce598d0c66cce00ddc0d0b5c40d01bb32789964d818b42",
+    "zh:1f269627df4e266c4e0ef9ee2486534caa3c8bea91a201feda4bca525005aa0a",
+    "zh:2bae3071bd5f8e553355c4b3a547d6efe1774a828142b762e9a4e85f79be7f63",
+    "zh:6c98dfa5c3468e8d02e2b3af7c4a8a14a5d469ce5a642909643b413a17ca338b",
+    "zh:7af78f61666fd45fbf428161c061ea2623162d601b79dc71d6a5158756853ffa",
+    "zh:883c2df86ae9ba2a5c167cf5c2c7deca0239171a224d6d335f0fd6dd9c283830",
+    "zh:a2028379078577d8ff5ecfca6e8a8b25a25ffb1686de0ee52a7fe8011783488b",
+    "zh:abe6ef399552fd3861a454a839cd978c1d15735658fdc00f9054435aff0f4620",
+    "zh:c30b1bf14077913c3cdf34979b1434dbb1353cb5995eb3956b191c50538b64a9",
+    "zh:ca64ae2ad9793e5631e3b0b9327f7cb22cb5d8e9de57be7d85821791b1d5a375",
+    "zh:fffe56904a38109bb8d613b02808a177c3ddfac19f03b3aac799281fea38f475",
   ]
 }

The primary effect of selecting a new provider version is to change the value of version in the provider block. If the upgrade came along with a change to the configured version constraints, OpenTofu will also record that change in the constraints value.

Because each version has its own set of distribution packages, switching to a new version will also tend to replace all of the values in hashes, to reflect the checksums of the packages for the new version.

New provider package checksums​

A more subtle change you may see in a provider block is the addition of new checksums that were not previously recorded, even though nothing else in the provider block has changed:

--- .terraform.lock.hcl	2020-10-07 17:24:23.397892140 -0700
+++ .terraform.lock.hcl	2020-10-07 17:24:57.423130253 -0700
@@ -10,6 +10,7 @@
   version     = "2.1.0"
   constraints = "~> 2.1.0"
   hashes = [
+    "h1:1xvaS5D8B8t6J6XmXxX8spo97tAzjhacjedFX1B47Fk=",
     "h1:EOJImaEaVThWasdqnJjfYc6/P8N/MRAq1J7avx5ZbV4=",
     "zh:0015b491cf9151235e57e35ea6b89381098e61bd923f56dffc86026d58748880",
     "zh:4c5682ba1e0fc7e2e602d3f103af1638f868c31fe80cc1a884a97f6dad6e1c11",

The addition of a new checksum into the hashes value represents OpenTofu gradually transitioning between different hashing schemes. The h1: and zh: prefixes on these values represent different hashing schemes, each of which represents calculating a checksum using a different algorithm. We may occasionally introduce new hashing schemes if we learn of limitations in the existing schemes or if a new scheme offers some considerable additional benefit.

The two hashing schemes currently supported are:

• zh:: a mnemonic for "zip hash", this is a legacy hash format which is part of the OpenTofu provider registry protocol and is therefore used for providers that you install directly from an origin registry.

  This hashing scheme captures a SHA256 hash of each of the official .zip packages indexed in the origin registry. This is an effective scheme for verifying the official release packages when installed from a registry, but it's not suitable for verifying packages that come from other provider installation methods, such as filesystem mirrors using the unpacked directory layout.

• h1:: a mnemonic for "hash scheme 1", which is the current preferred hashing scheme.

  Hash scheme 1 is also a SHA256 hash, but is one computed from the contents of the provider distribution package, rather than of the .zip archive it's contained within. This scheme therefore has the advantage that it can be calculated for an official .zip file, an unpacked directory with the same contents, or a recompressed .zip file which contains the same files but potentially different metadata or compression schemes.

  Due to the limited scope of the zh: scheme, OpenTofu will opportunistically add in the corresponding h1: checksums as it learns of them, which is what caused the addition of a second h1: checksum in the example change shown above.

OpenTofu will add a new hash to an existing provider only if the hash is calculated from a package that also matches one of the existing hashes. In the above example, OpenTofu installed a hashicorp/azurerm package for a different platform than that which produced the original h1: checksum, but was able to match it against one of the zh: checksums recorded previously. After confirming the zh: checksum match, OpenTofu then recorded the corresponding h1: checksum in order to gradually migrate from the old scheme to the new scheme.

When installing a particular provider for the first time (where there is no existing provider block for it), OpenTofu will pre-populate the hashes value with any checksums that are covered by the provider developer's cryptographic signature, which usually covers all of the available packages for that provider version across all supported platforms. However, because the provider registry protocol still uses the zh: scheme, the initial set will consist primarily of hashes using that scheme, which OpenTofu will then upgrade opportunistically as you install the packages on different platforms.

If you wish to avoid ongoing additions of new h1: hashes as you work with your configuration on new target platforms, or if you are installing providers from a mirror that therefore can't provide official signed checksums, you can ask OpenTofu to pre-populate hashes for a chosen set of platforms using the tofu providers lock command:

tofu providers lock \
  -platform=linux_arm64 \
  -platform=linux_amd64 \
  -platform=darwin_amd64 \
  -platform=windows_amd64

The above command will download and verify the official packages for all of the required providers across all four of the given platforms, and then record both zh: and h1: checksums for each of them in the lock file, thus avoiding the case where OpenTofu will learn about a h1: equivalent only at a later time. See the tofu providers lock documentation for more information on this command.

Providers that are no longer required​

To determine whether there still exists a dependency on a given provider, OpenTofu uses two sources of truth: the configuration itself, and the state. If you remove the last dependency on a particular provider from both your configuration and state, then tofu init will remove any existing lock file entry for that provider.

--- .terraform.lock.hcl	2020-10-07 16:12:07.539570634 -0700
+++ .terraform.lock.hcl	2020-10-07 16:12:15.267487237 -0700
@@ -6,26 +6,6 @@
   ]
 }

-provider "registry.opentofu.org/hashicorp/azurerm" {
-  version     = "2.30.0"
-  constraints = "~> 2.12"
-  hashes = [
-    "h1:FJwsuowaG5CIdZ0WQyFZH9r6kIJeRKts9+GcRsTz1+Y=",
-    "h1:c/ntSXrDYM1mUir2KufijYebPcwKqS9CRGd3duDSGfY=",
-    "h1:yre4Ph76g9H84MbuhZ2z5MuldjSA4FsrX6538O7PCcY=",
-    "zh:04f0a50bb2ba92f3bea6f0a9e549ace5a4c13ef0cbb6975494cac0ef7d4acb43",
-    "zh:2082e12548ebcdd6fd73580e83f626ed4ed13f8cdfd51205d8696ffe54f30734",
-    "zh:246bcc449e9a92679fb30f3c0a77f05513886565e2dcc66b16c4486f51533064",
-    "zh:24de3930625ac9014594d79bfa42d600eca65e9022b9668b54bfd0d924e21d14",
-    "zh:2a22893a576ff6f268d9bf81cf4a56406f7ba79f77826f6df51ee787f6d2840a",
-    "zh:2b27485e19c2aaa9f15f29c4cff46154a9720647610171e30fc6c18ddc42ec28",
-    "zh:435f24ce1fb2b63f7f02aa3c84ac29c5757cd29ec4d297ed0618423387fe7bd4",
-    "zh:7d99725923de5240ff8b34b5510569aa4ebdc0bdb27b7bac2aa911a8037a3893",
-    "zh:7e3b5d0af3b7411dd9dc65ec9ab6caee8c191aee0fa7f20fc4f51716e67f50c0",
-    "zh:da0af4552bef5a29b88f6a0718253f3bf71ce471c959816eb7602b0dadb469ca",
-  ]
-}
-
 provider "registry.opentofu.org/newrelic/newrelic" {
   version     = "2.1.2"
   constraints = "~> 2.1.1"

If you add a new requirement for the same provider at a later date and run tofu init again, OpenTofu will treat it as if it were an entirely new provider and so will not necessarily select the same version that was previously selected and will not be able to verify that the checksums remained unchanged.